Bank Regulation, Risk Management, and Compliance - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Bank Regulation, Risk Management, and Compliance write by Alexander Dill. This book was released on 2019-10-01. Bank Regulation, Risk Management, and Compliance available in PDF, EPUB and Kindle. Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.
Operational Risk Management in Banks
Operational Risk Management in Banks - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Operational Risk Management in Banks write by Giuliana Birindelli. This book was released on 2017-07-26. Operational Risk Management in Banks available in PDF, EPUB and Kindle. This book focuses on several topical issues related to the operational risk management in bank: regulation, organisation and strategy. It analyses the connections between the different key-players involved in the operational risk process and the most relevant implications, both operational and strategic, arising from the implementation of the prudential framework.
Operational Risk Management in Banks and Idiosyncratic Loss Theory
Operational Risk Management in Banks and Idiosyncratic Loss Theory - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Operational Risk Management in Banks and Idiosyncratic Loss Theory write by Sophia Beckett Velez. This book was released on 2022-12-07. Operational Risk Management in Banks and Idiosyncratic Loss Theory available in PDF, EPUB and Kindle. Operational Risk Management in Banks and Idiosyncratic Loss Theory: A Leadership Perspective offers consensus considerations that could bolster effective risk management practices in enterprise-wide risk, thereby helping to control fraud and go beyond the minimum risk assessment requirements set forth by the banking regulators.
The Law of Governance, Risk Management and Compliance
The Law of Governance, Risk Management and Compliance - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook The Law of Governance, Risk Management and Compliance write by Geoffrey P. Miller. This book was released on 2014-03-17. The Law of Governance, Risk Management and Compliance available in PDF, EPUB and Kindle. The first casebook on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, also brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients. Features: Addresses issues of enormous and growing importance that are not covered by other law school casebooks. Presents numerous cutting edge issues in a rapidly growing body of law and practice. Covers a subject matter that is a major employment opportunity for law school graduates. Professors who adopt this book participate in a new and burgeoning field of academic study and legal practice. Covers general issues as well as specific fields of compliance and risk management. Includes two sets of case studies--one on cases where compliance programs broke down (e.g., Enron, WorldComm, and JP Global), and one on cases where risk management broke down (e.g., UBS and the financial crisis, and JPMorgan Chase and the London whale). Features fewer cases and a higher ratio of author-written text and materials drawn from regulatory publications than in typical law school casebooks. Authored by a professor who is also an independent director of a financial institution.
Analyzing Banking Risk
Analyzing Banking Risk - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Analyzing Banking Risk write by Hennie van Greuning. This book was released on 2009-03-31. Analyzing Banking Risk available in PDF, EPUB and Kindle. This book provides a comprehensive overview of topics focusing on assessment, analysis, and management of financial risks in banking. The publication emphasizes risk-management principles and stresses that key players in the corporate governance process are accountable for managing the different dimensions of financial risk. This third edition remains faithful to the objectives of the original publication. A significant new edition is the inclusion of chapters on the management of the treasury function. Advances made by the Basel Committee on Banking Supervision are reflected in the chapters on capital adequacy, transparency, and banking supervision. This publication should be of interest to a wide body of users of bank financial data. The target audience includes persons responsible for the analysis of banks and for the senior management or organizations directing their efforts.
