Comparing European and U.S. Securities Regulations - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Comparing European and U.S. Securities Regulations write by Tanja Bošković. This book was released on 2010. Comparing European and U.S. Securities Regulations available in PDF, EPUB and Kindle.
Comparing European and U.S. Securities Regulations
Comparing European and U.S. Securities Regulations - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Comparing European and U.S. Securities Regulations write by Tanja Boskovic. This book was released on 2010-01-12. Comparing European and U.S. Securities Regulations available in PDF, EPUB and Kindle. This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation, the objectives and some outcomes of regulation are comparable. Similarly, as the current global financial and economic crisis exposed gaps in securities regulations worldwide, regulators in both regions face similar challenges. This study will be particularly useful for World Bank member countries that are looking at either the European or U.S. regulations when conducting market reforms.
Regulation of Issuers and Investor Protection in the US and EU
Regulation of Issuers and Investor Protection in the US and EU - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Regulation of Issuers and Investor Protection in the US and EU write by Pieter Alexander van der Schee. This book was released on 2011. Regulation of Issuers and Investor Protection in the US and EU available in PDF, EPUB and Kindle. Since the 17th century, when corporations started to finance their businesses by issuing securities to investors in the open market, the appearance of misleading prospectuses and/or intermediate information to the market has led regulators to promulgate preventive and repressive rules to mitigate such abuses. This occurred both during the South Sea Bubble (1719) and the Great Crash (1929). More recently, the series of corporate scandals (2002-2003) similarly resulted in pressure on regulators and gatekeepers to introduce enhanced investor protection and market regulation, coinciding with the already ongoing worldwide debate on corporate governance. This study focuses on a comparative analysis of the remarkably different regulatory responses that were established on both sides of the Atlantic Ocean. The book reveals the divergent regulatory policies that were followed to answer the question of whether investors should primarily be protected 'as shareholders' by corporate law or by securities law and market regulation. It offers a useful, analytical, comparative tool for evaluating current corporate and securities law, as well as for assessing the need for, and design of, new regulatory responses. The book will contribute to a better understanding of the key regulatory issues facing lawmakers today. History does not stop and a variety of new questions will ultimately emerge. It underscores that finding clear and efficient regulatory responses to new developments should start with a proper analysis of the aims and means of securities and corporate law.
Control of Securities Markets in the European Economic Community
Control of Securities Markets in the European Economic Community - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Control of Securities Markets in the European Economic Community write by E. Wymeersch. This book was released on 1978. Control of Securities Markets in the European Economic Community available in PDF, EPUB and Kindle.
European Securities Law
European Securities Law - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook European Securities Law write by Raj Panasar. This book was released on 2014-03. European Securities Law available in PDF, EPUB and Kindle. This new edition provides the most comprehensive analysis of the regulation and operation of the securities markets in Europe.
