OECD Reviews of Regulatory Reform Risk and Regulatory Policy Improving the Governance of Risk - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook OECD Reviews of Regulatory Reform Risk and Regulatory Policy Improving the Governance of Risk write by OECD. This book was released on 2010-05-06. OECD Reviews of Regulatory Reform Risk and Regulatory Policy Improving the Governance of Risk available in PDF, EPUB and Kindle. This publication presents recent OECD papers on risk and regulatory policy. They offer measures for developing, or improving, coherent risk governance policies.
The Law of Governance, Risk Management and Compliance
The Law of Governance, Risk Management and Compliance - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook The Law of Governance, Risk Management and Compliance write by Geoffrey P. Miller. This book was released on 2019-09-13. The Law of Governance, Risk Management and Compliance available in PDF, EPUB and Kindle. Geoffrey Miller’s The Law of Governance, Risk Management and Compliance is widely credited for introducing a new field of legal studies. Compliance and its related subjects of governance and risk management are major sources of jobs and also important developments in legal practice. The billions of dollars of fines paid over the past decade and the burgeoning and seemingly never-ending parade of compliance and risk management breakdowns – recently including the Wells Fargo sales practices scandal, the Volkswagen emissions cheat, and the Boeing 737 MAX crisis – all attest to the importance of the issues treated in this readable and timely book. New to the Third Edition: Comprehensive updates on recent developments New treatment of compliance failures: Wells Fargo account opening scandal, Volkswagen emissions cheat, important developments in Catholic Church sex abuse scandal. New treatment of risk management failures: the Boeing 737 MAX scandal. Professors and students will benefit from: Clear, concise definitions Fun and interesting problems Real-world perspective from an author who has been involved both as a scholar and as a member of a corporate board of directors Highly readable and interesting writing Text boxes containing key concepts and definitions Realistic problems for class discussion and analysis
Risk Analysis and Governance in EU Policy Making and Regulation
Risk Analysis and Governance in EU Policy Making and Regulation - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Risk Analysis and Governance in EU Policy Making and Regulation write by Bernardo Delogu. This book was released on 2016-05-02. Risk Analysis and Governance in EU Policy Making and Regulation available in PDF, EPUB and Kindle. This book provides an easy, but comprehensive and rigorous access to the main concepts, terminology, methods and procedures of risk analysis intended for all those involved in the EU policy and regulatory decision making on risks. It establishes a common ground of knowledge which enables a more informed dialogue on risks, a closer collaboration between decision makers and scientists and a better appraisal of the potential and limits of risk science. The book also brings together in an accessible way much multidisciplinary knowledge which had been dispersed over many technical documents and specialist books. The EU is in the front line of health, safety and environmental risk management. GMOs, food safety, hazardous chemicals, climate change, radiation hazards, are just a few of the popular risk issues addressed by the EU through policy and regulatory measures. The risk analysis paradigm, including risk assessment, management and communication has been at the core of the EU decision making for a long time already. EU Institutions strive for a science-based approach to risk management. Nevertheless, the dialogue and collaboration on risk issues between policy makers, stakeholders and scientists are still difficult and the potential and limits of science in support of decision making, as well as the basic concepts of risk analysis are not fully understood outside the narrow specialist circles.
Bank Regulation, Risk Management, and Compliance
Bank Regulation, Risk Management, and Compliance - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook Bank Regulation, Risk Management, and Compliance write by Alexander Dill. This book was released on 2019-10-01. Bank Regulation, Risk Management, and Compliance available in PDF, EPUB and Kindle. Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.
The Law of Governance, Risk Management, and Compliance
The Law of Governance, Risk Management, and Compliance - read free eBook in online reader or directly download on the web page. Select files or add your book in reader. Download and read online ebook The Law of Governance, Risk Management, and Compliance write by Geoffrey P. Miller. This book was released on 2017. The Law of Governance, Risk Management, and Compliance available in PDF, EPUB and Kindle. The second edition of The Law of Governance, Risk Management, and Compliance follows the first edition, as the first casebook focused on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients.
